Regional Vice President
Peter Roman is the Stira Capital Markets Group's (SCMG) regional vice president of the East Central Region. He manages SCMG’s sales efforts, supports registered reps and advisors, and cultivates SCMG’s broker-dealer channel throughout Pennsylvania, Southern New Jersey, Delaware, West Virginia, Ohio and Michigan.
Along with high energy and passion for the financial services industry, Pete brings close to a decade of experience and a proven track record of success to the team. Peter began his career in financial services with Sun Life Financial, followed by positions at ADP Financial Services and AIG SunAmerica. Most recently, he served as Vice President at Lightstone Capital Markets. Peter graduated from Pennsylvania State University's Smeal College of Business and holds his FINRA Series 7, 6 and 63. He lives in Philadelphia with his wife and daughter.
Licenses: FINRA Series 7, Series 6, Series 63
Mobile: (310) 773-6076
Associate Vice President
Rose has been in the industry for over a decade and started her career at Centaurus Financial as a trader where she was in charge of preparing ad hoc reports, blotters, bond ladders and marketing projects as needed. Prior to joining SCMG, she was an Associate Wealth Advisor at a CPA firm in Fullerton, CA. Part of her day-to-day activities included development and implementation of client plans and presentations. She was crucial in restructuring the Financial Planning department and had a key role in increasing the firm's productivity. During tax season 2015, Rose was responsible for bringing over more than a million dollars of new assets under management. Rose is accustomed to providing world-class customer service to a high-net-worth clientele and understands what it takes to ensure all client needs are well taken care of from beginning to end.
Rose lives in Placentia, CA with her husband and three children. In her spare time she enjoys taking the kids to the beach and watching them draw train tracks in the sand. She graduated from California State University, Fullerton with a Bachelor of Business Administration with a concentration in Finance.
Licenses: FINRA Series 6, 7, 63, 66, and State of California Life and Health
Phone: (949) 333-1737
Fax: (949) 333-1738